ABSTRACT

Objective:

The correct identification of older adults at risk for falling is so important. This study compared the ability of the Balance Evaluation Systems test (BESTest), Berg Balance scale (BBS), Functional Gait Assessment (FGA), and Fullerton Advanced Balance (FAB) scale to identify fall status, and to investigate which of the items of these scales are more accurate to identify fall status in male older adults.

Materials and Methods:

A cross-sectional study design was used. Fifty-eight male older adults (66.0±8.09 y) participated in this study. The participants reported their number of falls during the past year, and the ability of each balance test was investigated by receiver operating characteristics analysis.

Results:

The BESTest, BBS, FGA and FAB scale had acceptable ability to differentiate participants with and without a history of falls (i.e. 0.78, 0.75, 0.79 and 0.76 respectively), a suggested model combining the items hip/trunk lateral strength, lateral lean, functional reach, sit to stand, stand on one leg, compensatory stepping correction (forward and lateral), gait, timed ‘‘get up & go’’, turning 360 degrees, placing alternate foot on stool, gait with eyes closed, and tandem walk exhibited better levels of overall accuracy (88%) compared with all of them.

Conclusion:

The BESTest, BBS, FGA and FAB scale showed similar accuracy in differentiating fallers. Also, the suggested model showed better accuracy to differentiate fallers from no fallers than each of the 4 balance scales.

Introduction

The adult population has increased rapidly in the last century (1). Approximately a third of adults who are more than 65 years old and live in the community, fall each year (2,3). Approximately 20% to 30% of falls result in injuries with increased morbidity and mortality as well as high health care costs (1,3); so, falling has an enormous impact on quality of life and health of older adults (4).

Many of the components that contribute to balance, such as muscular strength, vision, cognition and proprioception are impaired in elderly people (5). Hazards in the community and home (e.g. lack of stair railing, poor lighting) also contribute to heightened fall risk (1). To understand why older adults are at high risk of falls, a number of clinical and laboratory measures of balance have been developed (6-9).

Commonly used balance tests are the Balance Evaluation Systems test (BESTest), Berg Balance scale (BBS), Functional Gait Assessment (FGA), and Fullerton Advanced Balance (FAB) scale; which are using in predicting falls in older adults (6-9). The BBS is one the most favorite tests for balance evaluation and for a long time it was considered the gold standard of clinical balance scales (6). The BBS has a limitation when assessing older adults who have balance deficits but are high functioning (10,11). Berg et al. (6) acknowledged that when using the scale for active older adults who have less deficits, these omissions might limit the accurately of the scale. These limitations have been confirmed by other researchers (10,11). So other scales for balance evaluation like the BESTest, FGA and FAB scale with the aim of solving these limits and increasing the fall prediction ability is made (6-8).

Unlike the tries of researchers to increase the ability of scales to identify fall status, there are not any significant differences between them. For example, Marques and et al. (12) declared the ability of BBS, BESTest, Mini-BESTest and Brief-BESTest to identify fall status are 0.78, 0.71, 0.76, 0.76 of area under the curve (AUC) and all the tests are significantly correlated with each other (0.83-0.96). Schlenstedt and et al. (13) declared, The FAB scale, Mini-BESTest, and BBS displayed similar properties to predict fallers, with AUC of the receiver operating characteristics (ROC) curve of 0.68, 0.65, and 0.69, respectively. So it’s not clear which of these tests, the best predictor of falls in older adults are.

Recently, Schlenstedt and et al. (13) introduced a new method to increase the ability of the scales to identify fall status in Parkinson disease individuals. For the first time they specified which of the items of the FAB scale, BBS and Mini-BESTest are the best predictors of future falls, and showed only some of the items of these scales are perfect for fall prediction, and with a collection of the selected items the ability of fall prediction in Parkinson disease individuals will increase (13). So they showed a better method to select items to identify fall status.

To our knowledge, no study has analyzed which items of the BESTest, BBS, FGA, and FAB scale might contribute to the detection of fall risk in older adults. So an independent investigation of the items of these scales would help in better accuracy to differentiate fallers from no fallers in older adults.

Consequently, this study has two aims. The first aim wanted to independently investigate each of the items of these four scales and specify which of the items are better to differentiate fallers from no fallers in male older adults. Second, we anticipated that a model combining of the selected items in the first aim will result in better accuracy to differentiate fallers from no fallers in older adults in compare to the BESTest, BBS, FGA, and FAB scale.

Materials and Methods

A cross-sectional study was conducted from February 2017 to May 2017. Ethical approval was obtained by the Guilan University Research Ethic Board. Fifty eight older men with or without balance deficits participated in this study (46 men living in the community and 12 men living in seniors’ residents). Recruitment occurred with the purpose to include individuals with a wide range of balance deficits. Participants who met the following criteria were recruited: (1) aged 60 years or older, (2) able to ambulate 6 m independently (without the assistance of another person or gait aid), (3) able to understand and follow instructions, (4) had no uncorrected hearing or visual deficits. Participants were excluded if they (1) had a history of dizziness, (2) diseases and conditions like peripheral neuropathy and orthopedic injuries that could influence stance and gait performance (3). Were taking medication(s) that they felt caused dizziness or affected their balance (e.g. psychotropic medications). Written informed consent was obtained prior to each data collection session.

Each session for data collection was completed within a 70-minute period in a silent laboratory setting at the University of Guilan. Individuals were instructed to wear comfortable, flat shoes. The order of doing these items for each subject was randomly (so exhaustion could not have a persistent effect on an item). Each item that was replicated among the various balance scales was performed only once and scored using criteria from each scale. To teach the subjects how to correctly perform each item of the BESTest, BBS, FGA and FAB scale, one examiner reads the item and the other examiner performs the item to teach them, then the subject performs the item. The space was arranged to facilitate transitions from one item to the next in order to reduce movement and fatigue. To insure that all the participants do each test under the best conditions, 10 minute rest periods were considered and participants were instructed to ask additional rest if needed. Two trained examiners who had experience doing these tests in older adults, collected the data. Participants were provided with an obvious definition of falls (an event when you find yourself unintentionally on the ground, floor or lower level). Participants reported if they had sustained any falls during the previous 12 months. Individuals with one or more falls were considered fallers.

Balance Evaluation Systems Test

The BESTest contains 36 items classified into six categories: biomechanical constraints, stability limits and verticality, anticipatory postural adjustments, postural adjustments, postural responses to external perturbations, sensory orientation during stance, and stability in gait (7). Each item is scored on an Ordinal scale from zero (severe balance impairment) to three (no balance impairment) and the maximum score is 108 points (7). BESTest has test-retest reliability (ICC=0.80-0.99) and inter-rater reliability (ICC=0.91-0.99) in patients with Parkinson disease, in subjects with and without balance disorders and in older cancer survivors (7,14,15).

Berg Balance Scale

The BBS is composed of 14 items with a five-point grading (0-4) for each item. The top score is 56 points and it takes up to 20 minutes to execute the scale (6). It has high inter-rater and test-retest reliability in patients with Parkinson disease and stroke (14,16,17) and in personal care home residents (18).

Functional Gait Assessment

The FGA is a 10 item balance scale that each item is from zero (severe balance impairment) to three (no balance impairment) and the maximum score is 30 points. The FAB scale requires approximately 15 to 20 minutes to complete (9). The FGA has been found to be accurate in identifying fallers (9,19,20).

Fullerton Advanced Balance Scale

The FAB scale is a 10 item Balance scale with a 5-point Ordinal scale (0-4) with a maximum score of 40 points. The FAB scale requires approximately 10 to 20 minutes to complete (8). The FAB scale has shown high intra-rater reliability (0.92-1.00) and inter-rater reliability (0.91-0.95) and also high test-retest reliability (0.96) (8,21).

Statistics

Descriptive statistics were used to describe the sample. Participants’ characteristics were compared between fallers and non-fallers with non-parametric tests for independent groups (Mann-Whitney U tests). The participants’ retrospectively assessed faller status was used for diagnosis as a faller or non-faller.

The ROC was created for each balance scale and the AUC of each ROC curve was calculated. The AUC is an index of the diagnostic accuracy of the test. The AUC ranges from 0.5 to 1. An AUC value of 0.9 and greater indicates high accuracy, 0.7 to 0.9 indicates moderate accuracy, 0.5 to 0.7 indicates low accuracy (22). The sensitivity (i.e. number of correctly recognized fallers) and specificity (i.e. number of correctly recognized non-fallers) values were calculated (23). Cutoff values were computed as the intersection point which maximized both, sensitivity and specificity by electing the smallest sum of (1-sensitivity) and (1-specificity) (22).

The likelihood ratio integrate both the sensitivity and specificity of the test. The positive likelihood ratio tells how much the likelihood of a person being a faller increases when a test is positive. For determining positive likelihood ratios used from sensitivity/ (1-specificity). The likelihood ratio for a negative result tells how much the likelihood of a person being a faller decreases when a test is negative. Negative likelihood ratios were computed as (1-sensitivity)/specificity (23).

An approach which is described by other authors (13,24) was used for choosing the best items of all four Balance scales to differentiate fallers from no fallers. First, univariate logistic regression analysis was applied for each item as the independent variable and faller statues as the dependent variable. Second, odds ratios were specified for each item dichotomized by a median split. Odd ratios <0.5 were candidate predictors in the univariate regression analysis (p<0.5).

Spearman’s correlation coefficient (rho) was assessed to examine the relationship between the candidate predictor variables. In the multivariate logistic regression, to keep away from multicollinearity, a candidate predictor with a strong correlation (rho≥0.7) was excluded if the predictor had a higher odds ratio than the other item (25).

All these steps were used to carry out the first objective of the study, i.e. selecting the best items. For the second objective of the research, all the selected items in the first aim put together and are checked together. All statistical analysis were conducted with SPSS software (version 20.0 for Windows, SPSS Inc, Chicago, Illinois). The level of significance was set at 0.05.

Results

A total of 67 men were invited to participate. However, 9 refused to perform the assessment. So, 58 participants were included (46 men living in the community and 12 men living in a seniors’ residents). Participants’ characteristics and balance scores are presented in Table 1.

Table 1

Twenty-one of 58 participants (37%) were considered as fallers as they declared having one or more falls within the previous year. The difference in balance scores between non-fallers and fallers was borderline statistically significant for the BESTest (p=0.000), BBS (p=0.002), FGA (p=0.001) and FAB scale (p=0.001) (Table 1).

Table 1

Table 2 shows the candidate predictors for the multivariate regression analysis. Some of the candidate items were strongly correlated with each other (rho>0.7), so we excluded the candidate items that had fewer odds ratios (i.e. BEST 10, BEST 12, BEST 17, BEST 19C, BEST 19D, BBS 1, BBS 8, FGA 2, FGA 5, FGA 7, FAB 3, FAB 10). In finally, 13 items (i.e. hip/trunk lateral strength, lateral lean (right), functional reach forward, sit to stand, stand on one leg(right), compensatory stepping correction (forward), compensatory stepping correction (lateral-right), gait, timed ‘‘get up & go’’, turning 360 degrees, placing alternate foot on stool, gait with eyes closed, and tandem walk) were included as independent variables in the multivariate model, with faller status as the dependent variable (suggested model).

Table 2

Results from the ROC analyses are shown in Table 3. The BESTest, BBS, FGA and FAB scale had acceptable ability to differentiate participants with and without a history of falls (with AUCs of the ROC curve of 0.78, 0.75, 0.79 and 0.76 respectively). The specified cut-offs are 66 points for BESTest (sensitivity=64%, specificity=84%), 48 points for BBS (sensitivity=61%, specificity=92%), 15 points for FGA (sensitivity=63%, specificity=76%), and 26 points for FAB scale (sensitivity=58%, specificity=86%). Sensitivity to differentiate fall status was similar across Balance tests (58%- 64%). Specificity, was higher for the BBS (92%), and FAB scale (86%) than for the BESTest (84%) and FGA (76%). Also, the suggested model, combining the 13 selected items exhibited better levels of overall accuracy (88%) compared with all of them. Figure 1 shows the AUC of the tests.

Table 3

Figure 1

Discussion

This is the first study to analyze which items of the BESTest, FAB scale, BBS and FGA might contribute to the detection of fall risk in older adults living in the community and in seniors’ residents. These results showed that performing worse on the items hip/trunk lateral strength, lateral lean (right), functional reach forward, sit to stand, stand on one leg (right), compensatory stepping correction (forward), compensatory stepping correction (lateral-right), gait, timed ‘‘get up & go’’, turning 360 degrees, placing alternate foot on stool, gait with eyes closed, and tandem walk was strongly associated with higher fall risk.

Compensatory stepping correction (forward and lateral) is an important item to differentiate fallers from no fallers. Evaluating reactive control is necessary because the ability to successfully recover from instability is the most crucial component of balance for fall avoidance (26). Defect in postural responses is independently associated with falls, resulting in as much as a 6 fold increase in fall occurrence (27).

The incapability to execute tandem walk of patients at risk for falls is in line with the findings of other authors (25). For this item, lateral postural control mechanisms are necessary to obtain balance because of the narrow base of support. Lateral postural instability, which is increasing in older adults (28,29), seems to be an important indicator for future falls.

The 13 selected items of the BESTest, FAB scale, BBS and FGA includes many assessments reported to be most frequently executed by physical therapists (e.g. one leg stance, functional reach, and timed ‘‘Up & Go’’ test) (30). Thus the suggested model items appear to provide valid representative assessments for balance impairment. Clinicians should focus on these 13 selected items to identify older adults being at risk for falls.

The results are also in line with Schlenstedt et al. (13) that said ‘‘A model combining the items “tandem stance,” “rise to toes,” “one-leg stance,” “compensatory stepping backward,” “turning,” and “placing alternate foot on stool” had an AUC of 0.84 of the ROC curve’’, which is higher than the AUC of the FAB scale (68%), Mini-BESTest (65%) and BBS (69%) in Parkinson disease individuals.

The another important finding of this study was that the BESTest, BBS, FGA and FAB scale exhibited similar accuracy in differentiating fallers with one or more falls from non-fallers in older adults. Also, the suggested model combining the 13 selected items showed better accuracy than each of the four Balance scales, exhibiting that some of the items of the four Balance tests do not contribute to recognize fall status.

One of the benefits of the suggested model is that it is quick to administer, compared with the BESTest. Also fewer equipment is required to perform the model when compared with the BESTest, FAB scale, BBS and FGA (6-9). The model is inexpensive and easily accessible. Additional studies will be needed on the model. For example, it will be necessary to assessment the relative strengths of this scale in comparison to other tests or scales currently used to evaluate balance.

Although the BESTest, FAB scale, BBS and FGA scores of our participants was similar to that reported in other studies (12,13,21,31), we found different accuracy in the BBS and BESTest scores in some studies (12,32). These findings may have been obtained because we did not control for participants’ activity levels, which are in relation to balance (33). We did not control the effect of comorbidities on balance, and it is likely that our participants living in seniors’ residents had more comorbidities (34). Also, these researches investigated the prediction of recurrent versus no recurrent fallers (35). In contrast, we investigated between fallers with one or more falls versus no fallers.

In this sample of older adults with cutoff points chosen in this research, the BBS and suggested model were able to correctly recognize approximately 9 out of 10 participants who had no fall in the previous year. Whereas the FAB scale detected only a little fewer than 9 out of 10 true non-fallers, the BESTest detected a little more than 8 out of 10 true non-fallers, and the FGA detected a little fewer than 8 out of 10 true non-fallers. The suggested model identified almost 7 out of 10 true fallers, whereas the BESTest, BBS, FGA and FAB scale identified almost 6 out of 10 true fallers.

Study Limitations

As this was a cross-sectional study, the ability of the balance tests to recognize fall status in older people was analyzed retrospectively. Longitudinal studies is necessary for assessing the ability of these tests in identifying fallers prospectively. Because of religious limitations that there are between males and females in Iran, this study was conducted only on old men.

Conclusion

With regard to the economics of clinical evaluation allowing a very limited amount of patient-clinician contact time, it becomes important to develop an efficient examination. Our results fill an important knowledge gap and may promote the use of which items for balance evaluation in older adults by clinicians. The suggested model proposed the highest sensitivity and specificity to recognize older adults with and without fall in the previous 12 months.

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Best Items to Identify Fall Status in Male Older Adults